SWOT Analysis for Management Systems: A Practical Guide

Written By
Patrik Björklund
Patrik Björklund
Published
October 9, 2025
Topic
SWOT-analysis

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The SWOT analysis is one of the most flexible tools for strategic planning and problem-solving. Whether you are working with a management system according to ISO 9001, 14001 or other standards, or facing a specific decision, the SWOT analysis helps you see the big picture.

This guide shows how to use the SWOT analysis in different situations—from overall strategy to specific risks—and how it aligns with your ISO requirements.

What is a SWOT analysis?

SWOT stands for Strengths, Weaknesses, Opportunities, and Threats.

Strengths and weaknesses concern internal factors—what lies within the subject of your analysis and what you can directly control. Examples: competence, processes, resources, brand.

Opportunities and threats concern external factors—what happens outside and affects the subject of your analysis. Examples: market trends, competition, legislation, technological development.

The key is that SWOT can be applied to virtually anything:

  • The entire company
  • A specific department or process
  • A new product or service
  • A strategic decision
  • An identified risk that needs in-depth analysis
  • An improvement project

The SWOT analysis is a tool, not an activity. You use it when you need to structure your thinking around something important.

Why SWOT fits management systems

ISO 9001, ISO 14001 and other management system standards require that you understand your organization’s context.

In ISO 9001:2015 clause 4.1, organizations are required to “determine external and internal issues that are relevant to its purpose and its strategic direction and that affect its ability to achieve the intended result(s) of its quality management system.”

The SWOT analysis helps you meet this requirement in various contexts:

Context mapping – Identify both internal conditions and external factors that affect the entire organization (ISO 9001:2015 clause 4.1).

Identify and analyze risks – Use SWOT to understand what creates risks or to dive deep into a specific risk (ISO 9001:2015 clause 6.1).

Evaluate strategic decisions – Before investing in new technology, entering a new market, or introducing new processes, SWOT clarifies pros and cons.

Analyze improvement opportunities – When considering how to improve a process, SWOT gives structure to the discussion (ISO 9001:2015 clauses 10.1–10.3).

Engage the management team – SWOT works excellently as a workshop tool when management is working strategically with the management system (ISO 9001:2015 clause 9.3).

Evaluate products or services – Before launch or when repositioning an existing offering.

When and how to use SWOT

SWOT for the entire organization

When: Annual management system review, strategic planning, certification preparation.

Focus: The organization’s overarching strengths, weaknesses, opportunities, and threats in relation to its vision, strategy, and goals.

Sample questions:

  • What are we good at as an organization?
  • What deficiencies exist in our core processes?
  • What market opportunities are emerging?
  • What external threats could affect our profitability or growth?

Outcome: Input for risk management, goal-setting, strategic decisions, and context analysis according to ISO 9001 clause 4.1.

SWOT for a specific process

When: You see recurring nonconformities, the process creates bottlenecks, or you are considering process improvements.

Focus: The specific process’s internal capability and external influencing factors.

Example (production process):

  • Strengths: “Experienced operators, modern equipment”
  • Weaknesses: “Lack of documented work instructions, long lead time”
  • Opportunities: “Automation can reduce manual steps”
  • Threats: “Difficult to recruit new operators, spare parts becoming hard to source”

Outcome: Concrete improvement actions, investment decisions, or risk mitigation for the process. Read more about process mapping for more efficient processes: https://www.ampliflow.se/articles/vad-ar-processkartlaggning-inom-iso-9001

SWOT for a new product or service

When: Before launching something new or when evaluating an existing offering.

Focus: The product’s/service’s competitiveness and market potential.

Example (new sustainable product line):

  • Strengths: “Fits our brand, relevant in-house expertise”
  • Weaknesses: “Higher production cost, lack of suppliers for certain raw materials”
  • Opportunities: “Growing demand for sustainable options, potential for premium pricing”
  • Threats: “Competitors may copy quickly, certification requirements may tighten”

Outcome: Decisions on launch, pricing, marketing strategy, and risk preparedness.

SWOT for a specific risk

When: You have identified a risk in the risk management process and need a deeper understanding before deciding on actions. SWOT can be combined with other methods such as pre-mortem analysis for deeper insights: https://www.ampliflow.se/articles/pre-mortem---ett-proaktivt-verktyg-for-forbattra-projekt-och-processer

Focus: What enables managing the risk (strengths), what exacerbates it (weaknesses), what can reduce it (opportunities), and what can worsen it (threats).

Example (risk: key supplier goes bankrupt):

  • Strengths: “We have good relationships with the supplier and understand their financial situation”
  • Weaknesses: “No agreement with an alternative supplier, production process fully dependent on their components”
  • Opportunities: “Can negotiate buffer stock, two potential alternative suppliers exist on the market”
  • Threats: “The entire industry depends on the same supplier, 6+ months transition time”

Outcome: Risk actions such as qualifying alternative suppliers, establishing buffer stock, or redesigning the product. See 5 reasons why risk management is critical: https://www.ampliflow.se/articles/5-skal-till-att-riskhantering-ar-avgorande-for-ditt-foretag

SWOT for a strategic decision

When: You face major decisions such as expansion, investment, reorganization, or partnership.

Focus: The consequences of the decision from all four perspectives.

Example (decision: open a production facility in a new region):

  • Strengths: “Closer to the market, can recruit from local talent pool”
  • Weaknesses: “Lack of knowledge of local legislation, limited resource and management capacity”
  • Opportunities: “Access to a larger market, lower transportation costs”
  • Threats: “Currency risk, political instability, difficult to control quality at a distance”

Outcome: Well-founded decision with identified risks and an action plan.

SWOT for a department or team

When: Reorganization, a changed mandate, or when the department underperforms.

Focus: The department’s capacity, resources, and influencing factors.

Example (IT department):

  • Strengths: “Broad range of competencies, high availability”
  • Weaknesses: “Understaffed, legacy systems requiring high maintenance”
  • Opportunities: “Cloud services can reduce maintenance burden, automation frees up time”
  • Threats: “Increasing cyber threats, difficult to recruit IT talent in the region”

Outcome: Resource planning, competence development, IT strategy, and security measures.

Preparations before the SWOT analysis

Regardless of what you analyze, the same preparations apply:

Set a clear purpose and scope

Define exactly what you will analyze and why. A clear scope keeps the discussion focused.

Poor scope: “We’re going to do a SWOT.”

Good scope: “We will analyze our customer service process to identify why customer satisfaction has dropped from 85% to 78%.”

Gather the right people

Who should participate depends on what you analyze.

Example compositions:

  • Entire organization: Executive team + key people from different departments (5–10 people)
  • Specific process: Process owner + employees who work in the process + the process’s customers (internal or external)
  • New product: Product development + sales + production + quality
  • Specific risk: Those affected by the risk + those who will manage it

Different perspectives provide a more complete picture.

Prepare background materials

Collect relevant information before the workshop. The materials depend on what you analyze.

For the organization:

  • Customer surveys, complaint data
  • Nonconformity statistics from the management system
  • Competitor analysis, industry reports
  • Financial KPIs
  • Risk analyses from previous years

For a process:

  • Process map and process data (lead times, defects, costs)
  • Nonconformities and improvement suggestions related to the process
  • Employee feedback
  • Customer complaints related to the process

For a product:

  • Market analysis, customer needs
  • Competitor comparison
  • Cost calculations
  • Technical specifications

For a risk:

  • Risk description and risk assessment
  • History (have similar events occurred?)
  • Dependencies and influencing factors

Background materials make the discussion data-driven instead of guesswork.

Conducting the SWOT analysis: four steps

Step 1: Identify strengths

Start with the internal perspective. Ask: “What is good about what we are analyzing?”

Questions to discuss:

  • What works very well?
  • Which resources or competencies are strong?
  • What do customers/users appreciate most?
  • Which improvements have strengthened this area?

Example (SWOT for the customer service process):

  • “Average email response time is under 2 hours”
  • “Staff have long experience and broad product knowledge”
  • “Customer satisfaction when contacting support is 92%”
  • “We have a CRM system that provides a good overview of customer history”

Write each strength concretely. Avoid vague wording.

Step 2: Identify weaknesses

Continue with the internal perspective, but focus on shortcomings. Ask: “What is problematic or missing?”

Questions to discuss:

  • What works poorly or causes problems?
  • Where do we lack resources or competence?
  • What complaints or criticism do we receive?
  • Which nonconformities recur?

Example (SWOT for the customer service process):

  • “We have no phone support after 4 p.m., only email”
  • “The case management system is not integrated with the CRM”
  • “No documented routines for complex cases”
  • “Person-dependent—some employees receive significantly more inquiries”

Be honest. Weaknesses are development areas, not failures.

Step 3: Identify opportunities

Shift to the external perspective. Ask: “What positive changes or conditions can we leverage?”

Questions to discuss:

  • Are there new tools, technologies, or methods?
  • Are customer or user needs changing in a favorable way?
  • Are there new collaborations or partnerships to explore?
  • Are legislation or market conditions changing to our advantage?

Example (SWOT for the customer service process):

  • “AI chatbots can automatically handle simple questions”
  • “Customers increasingly prefer self-service via a knowledge base”
  • “New CRM version has built-in AI analysis of customer cases”
  • “Competitors are criticized for poor support—we can differentiate”

Opportunities require action to be realized.

Step 4: Identify threats

Continue with the external perspective, but focus on risks. Ask: “What negative changes or factors could affect us?”

Questions to discuss:

  • What are competitors or other actors doing that challenges us?
  • Is legislation changing in a way that creates requirements or constraints?
  • Are there risks in dependencies (suppliers, systems, key competencies)?
  • How are we affected by technological or societal changes?

Example (SWOT for the customer service process):

  • “Customers expect 24/7 support; we are open during office hours”
  • “GDPR requirements are tightening—we must handle customer data more restrictively”
  • “A key person in support plans to retire within 2 years”
  • “A competitor is launching 24/7 chat with rapid response”

Threats are not disasters—they are factors you need to be prepared for.

Analyze and act on the SWOT results

You now have four lists. Next, analyze how they relate and what to do.

Ask strategic questions

Strengths + Opportunities: How can we use our strengths to capitalize on opportunities?

  • Example: “Our high competence + available AI tools = train the team in AI tools to become even more efficient”

Strengths + Threats: How can we use our strengths to mitigate threats?

  • Example: “Our strong reputation + competitor with 24/7 support = market our personal service and expertise instead of competing on availability”

Weaknesses + Opportunities: What do we need to address to leverage opportunities?

  • Example: “No documented routines + customers want self-service = document knowledge so we can build a knowledge base”

Weaknesses + Threats: Which combinations create the greatest risk?

  • Example: “Person-dependence + key person retiring = urgent need for knowledge transfer and skill broadening”

Prioritize the combinations with the greatest impact on what you are analyzing.

Link to the management system

To risk management: Threats and combinations of weaknesses/threats are risks. Transfer them to the risk register according to ISO 9001 clause 6.1. Read more about operational risk management: https://www.ampliflow.se/articles/vad-ar-operationell-riskhantering

To improvement proposals: Weaknesses and untapped opportunities become improvement suggestions: https://www.ampliflow.se/articles/avvikelsehantering-nyckeln-till-standiga-forbattringar-och-okad-kundnojdhet

To goals and KPIs: Strengths and opportunities point to areas where you can set goals for growth or development: https://www.ampliflow.se/articles/vad-ar-mal-och-malstyrning

To context analysis: SWOT for the entire organization provides the overview required by ISO 9001 clause 4.1.

Set concrete actions

The SWOT analysis is useless if it does not lead to action. For each prioritized insight:

Define the action:

  • What will be done?
  • Who is responsible?
  • When will it be completed?
  • How will we measure that it works?

Example (from the customer service SWOT):

  • SWOT insight: “Weakness: No documented routines + Opportunity: Customers want self-service”
  • Action: “Document the 20 most common case types in the knowledge base by Q2; responsible: Head of Customer Service; metric: 30% reduction in incoming cases”

Use your existing tools: In AmpliFlow, you can link SWOT insights to improvement proposals, the risk register, goals and KPIs, or activities: https://www.ampliflow.se/articles/guide-kom-igang-med-malstyrning

Document and follow up

Document the results: Compile strengths, weaknesses, opportunities, and threats in a document. Include the analysis of linkages and the decided actions. This provides input to management system documentation according to ISO 9001 clause 7.5.

Link to the management system: Refer to the SWOT analysis where relevant:

  • Context analysis (ISO 9001 clause 4.1)
  • Risk analysis (clause 6.1): https://www.ampliflow.se/articles/vad-ar-riskhantering-inom-iso-9001-och-varfor-ar-det-ett-perfekt-verktyg-for-att-mota-en-lagkonjunktur
  • Objectives (clause 6.2)
  • Management review (clause 9.3)

Follow up regularly: Frequency depends on what you analyzed:

  • Entire organization: At least once a year
  • Strategic decisions: As needed, ahead of major changes
  • Processes: At process review or when problems arise
  • Products: At launch, when market conditions change
  • Risks: When the risk landscape changes

Track actions: Use your existing tools for follow-up. Actions from the SWOT analysis should not only be documented—they should be carried out and followed up according to ISO 9001 clause 10.2 on improvement.

How AmpliFlow customers structure SWOT work

SWOT is an analysis tool used as needed, not an ongoing process. Therefore, there is no ready-made “SWOT module” in AmpliFlow. However, some customers have set up SWOT analyses as custom lists in the system.

With custom lists you can:

  • Create one list for strengths, one for weaknesses, one for opportunities, and one for threats
  • Add descriptions, responsible persons, and priorities for each item
  • Link SWOT items to other registers—a threat from SWOT can be linked to a risk in the risk register, an opportunity to a goal, a weakness to an improvement proposal
  • Follow up and revise the SWOT analysis over time directly in the management system

Custom lists can be linked to other lists and registers, making it easy to create traceability between the SWOT analysis and the actions it generates.

Many customers document SWOT analyses as attachments to the management review or as part of the risk management process, without building a dedicated structure for it. Choose what suits your way of working.

Common mistakes to avoid

Mistake 1: Vague wording

  • Poor: “Good customer service”
  • Better: “Average response time to customer inquiries is under 2 hours”

Mistake 2: Confusing internal and external

  • “New competitors” is a threat (external), not a weakness
  • “Insufficient competence” is a weakness (internal), not a threat
  • Be clear about what you control (internal) and what you do not (external)

Mistake 3: Turning SWOT into a PR exercise

The SWOT analysis should be honest and data-driven. If you do not identify any weaknesses or threats, the analysis has not been done properly.

Mistake 4: Nothing happens after the workshop

The SWOT analysis is useless if it ends up as just a document. Link it to concrete decisions, objectives, and actions that are followed up.

Mistake 5: Doing SWOT without the right data

Guesses lead to guesswork. Base the analysis on data from the management system, customer surveys, process data, and other concrete information.

Mistake 6: Wrong scope

If you analyze “everything,” the SWOT becomes too broad and superficial. Be clear about what you are analyzing.

Mistake 7: Forgetting follow-up

The environment and the organization change. A SWOT from 2023 says nothing about the situation in 2025. Update regularly.

Checklist: Conducting a SWOT analysis

Before the workshop:

  • Clear purpose and scope set (what are we analyzing and why?)
  • Right participants identified based on what is being analyzed
  • Relevant background materials collected (data, reports, statistics)
  • Agenda and preparatory materials sent out

During the workshop:

  • Strengths identified (internal positive factors)
  • Weaknesses identified (internal negative factors)
  • Opportunities identified (external positive factors)
  • Threats identified (external negative factors)
  • Linkages between the four perspectives analyzed
  • Insights requiring action prioritized
  • Concrete actions with owners and deadlines defined

After the workshop:

  • SWOT analysis documented
  • Relevant insights linked to management system processes (risk, objectives, improvement)
  • Responsibility for follow-up of actions assigned
  • Date set for the next review or follow-up

Summary

The SWOT analysis is a flexible tool that helps you structure your thinking around everything from overarching strategy to specific problems. When working with management systems according to ISO standards, SWOT serves multiple functions: it helps you map context, identify and analyze risks, evaluate decisions, and find areas for improvement.

A SWOT analysis done properly—with a clear scope, the right people, solid background materials, and concrete wording—gives you strategic clarity and becomes a natural part of your management system work.

Use SWOT when you need to:

  • Understand the whole (organization, department, process)
  • Evaluate something new (product, project, investment)
  • Dive deep into a risk or problem
  • Prepare strategic decisions

Link the SWOT results to your existing processes for risk management, objective setting, and improvement, and you will have a tool that is actually used in practice—not just an exercise that ends up in a drawer.

Sources:

  • ISO. (2015). ISO 9001:2015 - Quality management systems — Requirements. Retrieved from https://www.iso.org/standard/62085.html
  • ISO. (2025). ISO 9000 family — Quality management. Retrieved from https://www.iso.org/iso-9001-quality-management.html
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